SEC Form 4 · accession 0001618732-18-000119
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Duston Williams
Officer — Chief Financial Officer
Period of report
Sep 15, 2018
Accepted (ET)
Sep 18, 2018 · 6:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 15, 2018 | M | 25,000 | $0.00 | A | 150,198 | D | |
| Class A Common Stock | Sep 15, 2018 | M | 7,500 | $0.00 | A | 157,698 | D | |
| Class A Common StockF1 | Sep 17, 2018 | F | 17,225 | $49.1254 | D | 140,473 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Sep 15, 2018 | M | 25,000 | D | — | — | Class A Common Stock | 25,000 | 225,000 | D |
| Restricted Stock UnitsF2,F4 | — | Sep 15, 2018 | M | 7,500 | D | — | — | Class A Common Stock | 7,500 | 97,500 | D |
Explanation of responses
- F1Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.
- F2Each RSU represents a contingent right to receive one share of Issuer common stock.
- F3300,000 total RSUs vest in 12 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.
- F4120,000 total RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.