SEC Form 4 · accession 0001618732-18-000095
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Scarpelli
Director
Period of report
Jun 20, 2018
Accepted (ET)
Jun 21, 2018 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 20, 2018 | M | 50,000 | $2.09 | A | 58,165 | D | |
| Class A Common StockF1 | Jun 20, 2018 | S | 50,000 | $60.9893 | D | 8,165 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F3 | $2.09 | Jun 20, 2018 | M | 50,000 | D | — | Mar 4, 2024 | Class B Common Stock | 50,000 | 75,000 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $60.87 to $61.30. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- F2Shares subject to the option are fully vested and immediately exercisable.
- F3Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.