SEC Form 4 · accession 0001618732-18-000085
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth W Long III
Officer — VP, Corporate Controller & CAO
Period of report
Jun 15, 2018
Accepted (ET)
Jun 19, 2018 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 15, 2018 | M | 3,125 | $0.00 | A | 124,753 | D | |
| Class A Common Stock | Jun 15, 2018 | M | 1,875 | $0.00 | A | 126,628 | D | |
| Class A Common StockF1 | Jun 18, 2018 | F | 2,512 | $61.862 | D | 124,116 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jun 15, 2018 | M | 1,875 | D | — | — | Class A Common Stock | 1,875 | 45,000 | D |
| Restricted Stock UnitsF2,F4 | — | Jun 15, 2018 | M | 3,125 | D | — | — | Class A Common Stock | 3,125 | 43,750 | D |
Explanation of responses
- F1Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.
- F2Each RSU represents a contingent right to receive one share of Issuer common stock.
- F31,875 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019 and 2,500 RSUs shall vest and become issuable quarterly beginning on April 1, 2018 ending on January 1, 2022, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.
- F4The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.