SEC Form 4 · accession 0001618732-18-000072
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sudheesh Nair Vadakkedath
Officer — President
Period of report
Jun 4, 2018
Accepted (ET)
Jun 6, 2018 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 4, 2018 | M | 20,000 | $1.22 | A | 187,247 | D | |
| Class A Common StockF1,F2 | Jun 4, 2018 | S | 20,000 | $56.4434 | D | 167,247 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3,F4 | $1.22 | Jun 4, 2018 | M | 20,000 | D | — | May 13, 2023 | Class B Common Stock | 20,000 | 230,000 | D |
Explanation of responses
- F1The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $56.27 to $56.76. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- F3Shares subject to the option are fully vested and immediately exercisable.
- F4Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.