SEC Form 4 · accession 0001618732-18-000068
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Duston Williams
Officer — Chief Financial Officer
Period of report
May 31, 2018
Accepted (ET)
Jun 4, 2018 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 31, 2018 | M | 167,600 | $3.20 | A | 276,620 | D | |
| Class A Common StockF2 | May 31, 2018 | S | 167,600 | $53.5586 | D | 109,020 | D | |
| Class A Common Stock | Jun 1, 2018 | M | 132,400 | $3.20 | A | 241,420 | D | |
| Class A Common StockF3 | Jun 1, 2018 | S | 56,662 | $54.3978 | D | 184,758 | D | |
| Class A Common StockF4 | Jun 1, 2018 | S | 75,738 | $55.1753 | D | 109,020 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F5,F6 | $3.20 | May 31, 2018 | M | 167,600 | D | — | Jun 18, 2024 | Class B Common Stock | 167,600 | 787,400 | D |
| Employee Stock Option (right to buy)F5,F6 | $3.20 | Jun 1, 2018 | M | 132,400 | D | — | Jun 18, 2024 | Class B Common Stock | 132,400 | 655,000 | D |
Explanation of responses
- F1Number of shares owned reflect shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan ("ESPP") on March 20, 2018.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $53.20 to $54.13. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- F3The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $53.83 to $54.82. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- F4The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $54.83 to $55.36. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- F5The option is subject to an early exercise provision and is immediately exercisable. 21,875 shares vest each month through June 9, 2018.
- F6Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.