SEC Form 4 · accession 0001618732-18-000058
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sudheesh Nair Vadakkedath
Officer — President
Period of report
Apr 16, 2018
Accepted (ET)
Apr 18, 2018 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Apr 16, 2018 | M | 40,000 | $1.22 | A | 207,247 | D | |
| Class A Common StockF1 | Apr 16, 2018 | S | 40,000 | $53.58 | D | 167,247 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2,F3 | $1.22 | Apr 16, 2018 | M | 40,000 | D | — | May 13, 2023 | Class B Common Stock | 40,000 | 330,000 | D |
Explanation of responses
- F1The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
- F2Shares subject to the stock option are fully vested and immediately exercisable.
- F3Upon the execution of a same day sale of the stock option the underlying shares convert into Class A common stock.