SEC Form 4 · accession 0001618732-18-000046
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dheeraj Pandey
Officer — CEO and Chairman · Director
Period of report
Mar 22, 2018
Accepted (ET)
Mar 26, 2018 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F3 | Mar 22, 2018 | J | 8,074 | $0.00 | A | 8,074 | I | See Footnote |
| Class A Common Stock | holding | — | — | — | 200,634 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In connection with the issuer's acquisition of Netsil Inc. ("Netsil"), which closed on March 22, 2018 (the "Effective Date"), the Reporting Person acquired 8,074 shares of the issuer's Class A Common Stock in exchange for the Reporting Person's equity interest in Netsil. A portion of the shares are currently being held in escrow and are subject to forfeiture under certain circumstances. The Reporting Person intends to donate all of the gains on his investment in Netsil to charity.
- F2On the Effective Date, the closing price of the Issuer's Class A common stock was $52.87 per share.
- F3The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees.