SEC Form 4 · accession 0001618732-17-000239
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth W Long III
Officer — VP, Corporate Controller & CAO
Period of report
Dec 20, 2017
Accepted (ET)
Dec 21, 2017 · 8:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 20, 2017 | M | 31,250 | $3.20 | A | 236,171 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $3.20 | Dec 20, 2017 | M | 31,250 | D | — | May 19, 2024 | Class A Common Stock | 31,250 | 47,744 | D |
Explanation of responses
- F1The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 36 equal monthly installments beginning on May 1, 2016.