SEC Form 4 · accession 0001618732-17-000179
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Louis J Attanasio
Officer — Chief Revenue Officer
Period of report
Nov 28, 2017
Accepted (ET)
Nov 30, 2017 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Nov 28, 2017 | A | 1,000,000 | A | — | — | Class A Common Stock | 1,000,000 | 1,000,000 | D |
| Restricted Stock UnitsF1,F3 | — | Nov 28, 2017 | A | 200,000 | A | — | — | Class A Common Stock | 200,000 | 200,000 | D |
Explanation of responses
- F1Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.
- F2The RSUs vest as to 25% of the underlying shares on 12/15/2018, with 1/16th of the remaining shares to vest quarterly thereafter contingent upon the Reporting Person's continued service to the Company.
- F3The RSUs vest as to 1/16th of the underlying shares on 3/15/2020, with 1/16th of the remaining shares to vest quarterly thereafter contingent upon the Reporting Person's continued service to the Company.