SEC Form 4 · accession 0001618732-17-000163
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth W Long III
Officer — VP, Corporate Controller & CAO
Period of report
Nov 10, 2017
Accepted (ET)
Nov 14, 2017 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 10, 2017 | M | 30,000 | $1.22 | A | 242,117 | D | |
| Class A Common StockF2,F3 | Nov 10, 2017 | S | 30,000 | $29.1089 | D | 212,117 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $1.22 | Nov 10, 2017 | M | 30,000 | D | — | Jun 7, 2023 | Class A Common Stock | 30,000 | 10,000 | D |
Explanation of responses
- F1Number of shares owned reflect shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan ("ESPP") on September 20, 2017.
- F2The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
- F3The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $29.00 to $29.41. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- F4The option was fully vested and exercisable as of May 29, 2017.