SEC Form 4 · accession 0001618732-17-000115
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rajiv Mirani
Officer — SVP, Engineering
Period of report
Sep 13, 2017
Accepted (ET)
Sep 15, 2017 · 6:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 13, 2017 | M | 75,000 | $1.22 | A | 332,667 | D | |
| Class A Common StockF1,F2 | Sep 13, 2017 | S | 75,000 | $21.6883 | D | 257,667 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $1.22 | Sep 13, 2017 | M | 75,000 | D | — | Jul 16, 2023 | Class A Common Stock | 75,000 | 65,000 | D |
Explanation of responses
- F1The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $21.31 to $22.06. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- F3The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on June 10, 2014 and 1/48th of the shares vest monthly thereafter.