SEC Form 4 · accession 0001618732-17-000103
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Sangster
Officer — EVP, Operations
Period of report
Sep 5, 2017
Accepted (ET)
Sep 7, 2017 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 5, 2017 | M | 14,250 | $3.20 | A | 103,500 | D | |
| Class A Common StockF1,F2 | Sep 5, 2017 | S | 6,685 | $20.6997 | D | 96,815 | D | |
| Class A Common StockF1,F3 | Sep 5, 2017 | S | 7,565 | $21.5196 | D | 89,250 | D | |
| Class A Common StockF1,F4 | Sep 5, 2017 | S | 5,980 | $20.6908 | D | 83,270 | D | |
| Class A Common StockF1,F5 | Sep 5, 2017 | S | 6,770 | $21.5161 | D | 76,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F6 | $3.20 | Sep 5, 2017 | M | 14,250 | D | — | May 19, 2024 | Class A Common Stock | 14,250 | 284,500 | D |
Explanation of responses
- F1The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $20.22 to $21.20. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- F3The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $21.22 to $21.99. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- F4The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $20.19 to $21.12. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- F5The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $21.23 to $21.97. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- F6The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2015.