SEC Form 4 · accession 0001618732-17-000095
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John McAdam
Director
Period of report
May 19, 2017
Accepted (ET)
Aug 11, 2017 · 6:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 19, 2017 | M | 5,312 | $0.00 | A | 85,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F2,F3 | — | May 19, 2017 | M | 5,312 | D | — | — | Class A Common Stock | 5,312 | 0 | D |
Explanation of responses
- F1This number includes 47,813 unvested restricted stock units or RSUs, which are issuable into Class A common stock.
- F2Each RSU represents a contingent right to receive one share of Issuer common stock.
- F3On April 28, 2017, 31,875 RSUs vested and became issuable. The remaining 53,125 RSUs vest in 10 equal quarterly installments beginning on May 19, 2017.
- F4The remaining number of unvested RSUs, which are settled to Class A common stock upon vest, have been moved to Table I.