SEC Form 4 · accession 0001618732-17-000093

Nutanix, Inc. · NTNX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jun 1, 2017

Accepted (ET)

Aug 11, 2017 · 6:36 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001618732

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Aug 9, 2017	J	42,500	$0.00	A	85,000	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F2,F3	—	Jun 1, 2017	M	5,313	D	—	—	Class B Common Stock	5,313	42,500	D
Class B Common Stock^F4	—	Jun 1, 2017	M	5,313	A	—	—	Class A Common Stock	5,313	42,500	D
Class B Common Stock^F4	—	Aug 9, 2017	J	42,500	D	—	—	Class A Common Stock	42,500	0	D
Restricted Stock Units^F6,F2,F3	—	Aug 9, 2017	J	42,500	D	—	—	Class B Common Stock	42,500	0	D

F1This number includes 42,500 unvested restricted stock units or RSUs, which are issuable into Class A common stock.
F2Each RSU represents a contingent right to receive one share of Issuer common stock.
F3On April 28, 2017, 37,187 restricted stock units, or RSUs, vested and became issuable and the remaining 47,813 RSUs vest in nine equal quarterly installments beginning on June 1, 2017.
F4Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.
F5The reporting person has elected to convert the securities underlying his RSUs from Class B common stock to Class A common stock.
F6The remaining number of unvested RSUs, which are settled to Class A common stock upon vest, have been moved to Table I.