SEC Form 4 · accession 0001618732-17-000091
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Sangster
Officer — EVP, Operations
Period of report
Jul 31, 2017
Accepted (ET)
Aug 2, 2017 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 31, 2017 | M | 14,250 | $3.20 | A | 116,250 | D | |
| Class A Common StockF1,F2 | Jul 31, 2017 | S | 14,250 | $21.2774 | D | 102,000 | D | |
| Class A Common StockF1,F2 | Jul 31, 2017 | S | 12,750 | $21.2774 | D | 89,250 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $3.20 | Jul 31, 2017 | M | 14,250 | D | — | May 19, 2024 | Class A Common Stock | 14,250 | 298,750 | D |
Explanation of responses
- F1The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $20.99 to $21.94. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- F3The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2015.