SEC Form 4 · accession 0001618732-17-000087
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sunil Potti
Officer — Chief Product/Development Ofcr
Period of report
Jul 13, 2017
Accepted (ET)
Jul 17, 2017 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 13, 2017 | M | 43,750 | $0.00 | A | 157,915 | D | |
| Class A Common Stock | Jul 13, 2017 | F | 16,533 | $22.06 | D | 141,382 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jul 13, 2017 | M | 43,750 | D | — | — | Class A Common Stock | 43,750 | 362,500 | D |
Explanation of responses
- F1Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.
- F2The RSUs vest as follows: (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.