SEC Form 4 · accession 0001618732-17-000072
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Sangster
Officer — EVP, Operations
Period of report
Jun 15, 2017
Accepted (ET)
Jun 19, 2017 · 7:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 15, 2017 | M | 12,500 | $0.00 | A | 114,500 | D | |
| Class A Common StockF1 | Jun 16, 2017 | F | 6,610 | $17.2966 | D | 107,890 | D | |
| Class A Common StockF2,F3 | Jun 19, 2017 | S | 5,890 | $18.0638 | D | 102,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | — | Jun 15, 2017 | M | 12,500 | D | — | — | Class A Common Stock | 12,500 | 100,000 | D |
Explanation of responses
- F1Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons's, Restricted Stock Units, or RSUs.
- F2The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
- F3The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $17.86 to $18.34. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- F4Each RSU represents a contingent right to receive one share of Issuer common stock.
- F512,500 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019.