SEC Form 4 · accession 0001618732-17-000066
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Duston Williams
Officer — Chief Financial Officer
Period of report
Jun 9, 2017
Accepted (ET)
Jun 13, 2017 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jun 9, 2017 | M | 205,000 | $0.00 | A | 206,000 | D | |
| Class A Common Stock | Jun 9, 2017 | F | 37,529 | $17.48 | D | 168,471 | D | |
| Class A Common Stock | Jun 12, 2017 | S | 80,244 | $17.23 | D | 88,227 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5,F4 | $3.20 | Jun 9, 2017 | M | 205,000 | D | Jun 9, 2017 | — | Class A Common Stock | 205,000 | 0 | D |
Explanation of responses
- F1Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on April 5, 2017.
- F2Represents shares surrendered to cover the exercise price arising from the vesting of Reporting Persons's Restricted Stock Unit, or RSU.
- F3Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons's RSU.
- F4On June 9, 2017, 205,000 RSUs vested and became issuable.
- F5Remaining balance does not include 300,000 RSUs that continue to vest and do not have an exercise price.