SEC Form 4 · accession 0001618732-17-000039
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Sangster
Officer — EVP, Operations
Period of report
May 1, 2017
Accepted (ET)
May 2, 2017 · 9:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 1, 2017 | M | 14,000 | $1.22 | A | 116,000 | D | |
| Class A Common Stock | May 1, 2017 | M | 3,637 | $3.20 | A | 119,637 | D | |
| Class A Common StockF1,F2 | May 1, 2017 | S | 17,637 | $15.0261 | D | 102,000 | D | |
| Class A Common Stock | May 2, 2017 | M | 9,363 | $3.20 | A | 111,363 | D | |
| Class A Common StockF1,F3 | May 2, 2017 | S | 9,363 | $15.0155 | D | 102,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $1.22 | May 1, 2017 | M | 14,000 | D | — | Jul 16, 2023 | Class A Common Stock | 14,000 | 4,000 | D |
| Employee Stock Option (right to buy)F5 | $3.20 | May 1, 2017 | M | 3,637 | D | — | May 19, 2024 | Class A Common Stock | 3,637 | 376,363 | D |
| Employee Stock Option (right to buy)F5 | $3.20 | May 2, 2017 | M | 9,363 | D | — | May 19, 2024 | Class A Common Stock | 9,363 | 367,000 | D |
Explanation of responses
- F1The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $15.00 to $15.17. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- F3The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $15.00 to $15.16. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- F4The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on July 18, 2013.
- F5The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 36 equal monthly installments beginning on May 1, 2016.