SEC Form 4 · accession 0001618732-17-000037
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J Gomo
Director
Period of report
Apr 28, 2017
Accepted (ET)
May 2, 2017 · 7:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Apr 28, 2017 | M | 37,187 | D | — | — | Class B Common Stock | 37,187 | 47,813 | D |
| Class B Common StockF3 | — | Apr 28, 2017 | M | 37,187 | A | — | — | Class A Common Stock | 37,187 | 37,187 | D |
Explanation of responses
- F1Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.
- F2On April 28, 2017, 37,187 RSUs vested and became issuable. The remaining RSUs vest in nine equal quarterly installments beginning on June 1, 2017.
- F3Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.