SEC Form 4 · accession 0001618732-17-000035
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard Ting
Officer — Chief Marketing Officer
Period of report
Apr 28, 2017
Accepted (ET)
May 2, 2017 · 7:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Apr 28, 2017 | M | 9,375 | $0.00 | A | 374,834 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Apr 28, 2017 | M | 9,375 | D | — | — | Class A Common Stock | 9,375 | 140,625 | D |
Explanation of responses
- F1Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on April 5, 2017.
- F2Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.
- F3On April 28, 2017, 9,375 restricted stock units, or RSUs, vested and become issuable. The remaining RSUs vest in 15 equal quarterly installments beginning on July 1, 2017.