SEC Form 4 · accession 0001618732-17-000034
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dheeraj Pandey
Officer — CEO and Chairman · Director
Period of report
Apr 28, 2017
Accepted (ET)
May 2, 2017 · 7:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Apr 28, 2017 | M | 600,000 | $0.00 | A | 600,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Apr 28, 2017 | M | 600,000 | D | — | — | Class A Common Stock | 600,000 | 0 | D |
Explanation of responses
- F1Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.
- F2On April 28, 2017, all 600,000 RSUs vested and became issuable.