SEC Form 4 · accession 0001618732-17-000015
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dheeraj Pandey
Officer — CEO and Chairman · Director
Period of report
Mar 22, 2017
Accepted (ET)
Mar 24, 2017 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Mar 22, 2017 | J | 600,000 | D | — | — | Class B Common Stock | 600,000 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | Mar 22, 2017 | J | 600,000 | A | — | — | Class A Common Stock | 600,000 | 600,000 | D |
Explanation of responses
- F1Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.
- F2The reporting person has elected to convert the securities underlying the RSUs from Class B common stock into Class A common stock.
- F3On April 28, 2017, all 600,000 RSUs vest and become issuable.