SEC Form 4 · accession 0001334367-17-000002
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth W Long III
Officer — VP, Corporate Controller & CAO
Period of report
Jul 19, 2017
Accepted (ET)
Jul 20, 2017 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 19, 2017 | M | 30,000 | $1.22 | A | 240,234 | D | |
| Class A Common StockF1,F2 | Jul 19, 2017 | S | 30,000 | $24.002 | D | 210,234 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $1.22 | Jul 19, 2017 | M | 30,000 | D | — | Jun 7, 2023 | Class A Common Stock | 30,000 | 40,000 | D |
Explanation of responses
- F1The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $24.00 to $24.08. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- F3The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on May 29, 2014 and 1/48th of the shares vest monthly thereafter.