SEC Form 4 · accession 0001209191-17-035029

Nutanix, Inc. · NTNX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

Mar 28, 2017

Accepted (ET)

May 24, 2017 · 4:59 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001618732

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Mar 28, 2017	C	100,000	—	A	100,000	I	BY SINGH/SAHARAN 2014 IRREVOCABLE DESCENDANTS' TRUST
Class A Common Stock^F1,F3	Mar 28, 2017	C	900,000	—	A	900,000	I	BY SINGH/SAHARAN REVOCABLE TRUST

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F1,F2	—	Mar 28, 2017	C	100,000	D	—	—	Class A Common Stock	100,000	400,000	I
Class B Common Stock^F1,F3	—	Mar 28, 2017	C	900,000	D	—	—	Class A Common Stock	900,000	3,619,801	I

F1The Issuer filed a prospectus dated 09/29/16 under Rule 424(b) (File No. 333-208711) on 09/30/16 (the "Prospectus"). The Reporting Person was subject to a lock-up agreement during the 180-day period after 09/29/16. After expiration of this lock-up period, each share of the Issuer's Class B Common Stock became convertible into one share of the Issuer's Class A Common Stock at the option of the holder or under certain circumstances described in the Prospectus. The Class B Common Stock may convert into Class A Common Stock upon the 17-year anniversary of the closing of the Issuer's IPO.
F2The shares are owned by the SINGH/SAHARAN 2014 IRREVOCABLE DESCENDANTS' TRUST (the "Irrevocable Trust"). The Reporting Person is a co-trustee of the Irrevocable Trust and, as such, may be deemed to have beneficial ownership in such shares.
F3The shares are owned by the SINGH/SAHARAN REVOCABLE TRUST (the "Revocable Trust"). The Reporting Person is a co-trustee of the Revocable Trust and, as such, may be deemed to have beneficial ownership in such shares.