SEC Form 4 · accession 0001209191-17-035027
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Singh/Saharan Revocable Trust
10% Owner
Period of report
Mar 28, 2017
Accepted (ET)
May 24, 2017 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 28, 2017 | C | 900,000 | — | A | 900,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | Mar 28, 2017 | C | 900,000 | D | — | — | Class A Common Stock | 900,000 | 3,619,801 | D |
Explanation of responses
- F1The Issuer filed a prospectus dated 09/29/16 under Rule 424(b) (File No. 333-208711) on 09/30/16 (the "Prospectus"). The Reporting Person was subject to a lock-up agreement during the 180-day period after 09/29/16. After expiration of this lock-up period, each share of the Issuer's Class B Common Stock became convertible into one share of the Issuer's Class A Common Stock at the option of the holder or under certain circumstances described in the Prospectus. The Class B Common Stock may convert into Class A Common Stock upon the 17-year anniversary of the closing of the Issuer's IPO.