SEC Form 4 · accession 0001104659-17-038509
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ravi Mhatre
Director · 10% Owner
Period of report
Jun 7, 2017
Accepted (ET)
Jun 9, 2017 · 8:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F3 | Jun 7, 2017 | J | 3,759,643 | — | D | 0 | I | By Lightspeed Venture Partners VIII, L.P. |
| Class A Common StockF1,F2,F4 | Jun 7, 2017 | J | 875,054 | — | A | 875,054 | I | By Lightspeed General Partner VIII, L.P. |
| Class A Common StockF5,F2,F4 | Jun 7, 2017 | J | 875,054 | — | D | 0 | I | By Lightspeed General Partner VIII, L.P. |
| Class A Common StockF5,F6 | Jun 7, 2017 | J | 117,188 | — | A | 206,350 | I | By Mhatre Investments LP - Fund 1 |
| Class A Common Stock | holding | — | — | — | 397,562 | D | ||
| Class A Common StockF7,F8 | holding | — | — | — | 190,363 | I | By Lightspeed Venture Partners Select, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents in-kind distribution by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII") without consideration to its partners (including LGP VIII, the general partner of Lightspeed VIII).
- F2Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
- F3The shares are held of record by Lightspeed VIII.
- F4The shares are held of record by LGP VIII.
- F5Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).
- F6The shares are held of record by Mhatre Investments LP - Fund 1. Ravi Mhatre serves as trustee of the general partner of such entity.
- F7Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Christopher J. Schaepe, Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and John Vrionis. Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
- F8The shares are held of record by Lightspeed Select.