SEC Form 4 · accession 0001104659-17-038507
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Christopher J Schaepe
10% Owner
Barry Eggers
10% Owner
Peter Nieh
10% Owner
LIGHTSPEED VENTURE PARTNERS VIII LP
10% Owner
Period of report
Jun 7, 2017
Accepted (ET)
Jun 9, 2017 · 8:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F3 | Jun 7, 2017 | J | 3,759,643 | — | D | 0 | I | By Lightspeed Venture Partners VIII, L.P. |
| Class A Common StockF1,F2,F4 | Jun 7, 2017 | J | 875,054 | — | A | 875,054 | I | By Lightspeed General Partner VIII, L.P. |
| Class A Common StockF5,F2,F4 | Jun 7, 2017 | J | 875,054 | — | D | 0 | I | By Lightspeed General Partner VIII, L.P. |
| Class A Common StockF5,F6 | Jun 7, 2017 | J | 113,227 | — | A | 113,227 | I | By Eggers Investments LP - Fund 1 |
| Class A Common StockF5,F7 | Jun 7, 2017 | J | 113,227 | — | A | 113,227 | I | By Nieh Family Investments LP - Fund 1 |
| Class A Common StockF5,F8 | Jun 7, 2017 | J | 113,227 | — | A | 152,075 | I | By Schaepe-Chiu Investments I LP - Fund 1 |
| Class A Common StockF9,F6 | Jun 8, 2017 | S | 113,227 | $17.7528 | D | 0 | I | By Eggers Investments LP - Fund 1 |
| Class A Common StockF10,F11 | holding | — | — | — | 190,363 | I | By Lightspeed Venture Partners Select, L.P. | |
| Class A Common Stock | holding | — | — | — | 200,000 | I | By Peter Nieh | |
| Class A Common StockF12 | holding | — | — | — | 213,955 | I | By The Schaepe-Chiu Living Trust Dated 11/5/1997 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents in-kind distribution by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII") without consideration to its partners (including LGP VIII, the general partner of Lightspeed VIII).
- F10Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Christopher J. Schaepe, Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and John Vrionis. Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
- F11The shares are held of record by Lightspeed Select.
- F12The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.
- F2Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein.
- F3The shares are held of record by Lightspeed VIII.
- F4The shares are held of record by LGP VIII.
- F5Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).
- F6The shares are held of record by Eggers Investments LP - Fund I. Barry Eggers serves as trustee of the general partner of such entity.
- F7The shares are held of record by Nieh Family Investments LP - Fund I. Peter Nieh serves as co-trustee of the general partner of such entity.
- F8The shares are held of record by Schaepe-Chiu Investments I LP - Fund 1. Christopher J. Schaepe serves as co-trustee of the general partner of such entity.
- F9These sales were executed in multiple trades at prices ranging from $17.50 to $18.23. The price reported above reflects the weighted average sale price. Mr. Eggers hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
Remarks
Mr. Mhatre is a director of the Issuer and files a separate report on Form 4 with respect to his beneficial ownership of Issuer securities held by the Lightspeed entities.