SEC Form 4 · accession 0001104659-17-037994
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Schaepe
10% Owner
Period of report
Jun 5, 2017
Accepted (ET)
Jun 7, 2017 · 8:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jun 5, 2017 | S | 25,000 | $18.945 | D | 61,148 | I | By Schaepe-Chiu Investments I LP - Fund 1 |
| Class A Common StockF1 | Jun 5, 2017 | G | 22,300 | $0.00 | D | 38,848 | I | By Schaepe-Chiu Investments I LP - Fund 1 |
| Class A Common StockF2 | holding | — | — | — | 213,955 | I | By The Schaepe-Chiu Living Trust Dated 11/5/1997 | |
| Class A Common StockF3,F4 | holding | — | — | — | 3,759,643 | I | By Lightspeed Venture Partners VIII, L.P. | |
| Class A Common StockF5,F6 | holding | — | — | — | 190,363 | I | By Lightspeed Venture Partners Select, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares are held of record by Schaepe-Chiu Investments I LP - Fund 1. Christopher J. Schaepe serves as co-trustee of the general partner of such entity.
- F2The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.
- F3Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
- F4The shares are held of record by Lightspeed VIII.
- F5Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Christopher J. Schaepe, Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and John Vrionis. Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
- F6The shares are held of record by Lightspeed Select.