SEC Form 4 · accession 0001104659-17-037993
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Nieh
10% Owner
Period of report
Jun 5, 2017
Accepted (ET)
Jun 7, 2017 · 8:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F6 | Jun 5, 2017 | S | 73,777 | $18.7077 | D | 200,000 | D | |
| Class A Common StockF2,F3 | holding | — | — | — | 3,759,643 | I | By Lightspeed Venture Partners VIII, L.P. | |
| Class A Common StockF4,F5 | holding | — | — | — | 190,363 | I | By Lightspeed Venture Partners Select, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These sales were executed in multiple trades at prices ranging from $18.59 to $18.885. The price reported above reflects the weighted average sale price. Mr. Nieh hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
- F2Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
- F3The shares are held of record by Lightspeed VIII.
- F4Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Christopher J. Schaepe, Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and John Vrionis. Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
- F5The shares are held of record by Lightspeed Select.
- F6The shares are held of record by Peter Nieh.