SEC Form 4 · accession 0001104659-17-037047

Nutanix, Inc. · NTNX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Ravi Mhatre

Director · 10% Owner

Period of report

May 30, 2017

Accepted (ET)

Jun 1, 2017 · 8:56 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001618732

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2,F3	May 30, 2017	J	4,631,331	—	D	0	I	By Lightspeed Venture Partners VII, L.P.
Class A Common Stock^F1,F2,F4	May 30, 2017	J	1,192,558	—	A	1,192,558	I	By Lightspeed General Partner VII, L.P.
Class A Common Stock^F5,F2,F4	May 30, 2017	J	1,192,558	—	D	0	I	By Lightspeed General Partner VII, L.P.
Class A Common Stock^F5	May 30, 2017	J	177,858	—	A	397,562	D
Class A Common Stock^F6,F7,F8	May 31, 2017	C	3,007,715	—	A	3,759,643	I	By Lightspeed Venture Partners VIII, L.P.
Class A Common Stock^F6,F9,F10	May 31, 2017	C	190,363	—	A	190,363	I	By Lightspeed Venture Partners Select, L.P.
Class A Common Stock^F11	holding	—	—		—	89,162	I	By: Mhatre Investments LP - Fund 1

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F6,F7,F8	—	May 31, 2017	C	3,007,715	D	—	—	Class A Common Stock	3,007,715	11,441,783	I
Class B Common Stock^F6,F9,F10	—	May 31, 2017	C	190,363	D	—	—	Class A Common Stock	190,363	0	I

Explanation of responses

F1Represents in-kind distribution by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII") without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).
F10The shares are held of record by Lightspeed Select.
F11The shares are held of record by Mhatre Investments LP - Fund 1. Mr. Mhatre serves as the trustee of the general partner of such entity.
F2Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
F3The shares are held of record by Lightspeed VII.
F4The shares are held of record by LGP VII.
F5Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).
F6Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.
F7Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
F8The shares are held of record by Lightspeed VIII.
F9Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Christopher J. Schaepe, Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and John Vrionis. Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.