SEC Form 4 · accession 0001104659-17-022319
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Christopher J Schaepe
10% Owner
Barry Eggers
10% Owner
Peter Nieh
10% Owner
LIGHTSPEED VENTURE PARTNERS VIII LP
10% Owner
Lightspeed General Partner VII, L.P.
10% Owner
Period of report
Apr 5, 2017
Accepted (ET)
Apr 7, 2017 · 6:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Apr 5, 2017 | S | 100,000 | $17.6235 | D | 24,947 | I | By Barry Eggers Revocable Trust dtd 6/4/2008 |
| Class A Common StockF2 | Apr 5, 2017 | G | 8,600 | $0.00 | D | 16,347 | I | By Barry Eggers Revocable Trust dtd 6/4/2008 |
| Class A Common StockF1,F3 | Apr 5, 2017 | S | 43,074 | $17.6235 | D | 0 | I | By Eggers Investments, L.P. |
| Class A Common StockF4,F5 | Apr 5, 2017 | S | 50,000 | $17.4978 | D | 114,947 | I | By The Schaepe-Chiu Living Trust Dated 11/5/1997 |
| Class A Common StockF6,F5 | Apr 5, 2017 | S | 50,000 | $17.6607 | D | 64,947 | I | By The Schaepe-Chiu Living Trust Dated 11/5/1997 |
| Class A Common StockF7,F15 | Apr 5, 2017 | S | 14,723 | $17.5093 | D | 155,179 | D | |
| Class A Common StockF7,F8 | Apr 5, 2017 | S | 46,271 | $17.5093 | D | 29,590 | I | By Nieh Family Investments I LP - Fund 1 |
| Class A Common StockF9,F15 | Apr 6, 2017 | S | 55,410 | $18.1001 | D | 99,769 | D | |
| Class A Common StockF9,F8 | Apr 6, 2017 | S | 29,590 | $18.1001 | D | 0 | I | By Nieh Family Investments I LP - Fund 1 |
| Class A Common StockF10,F11 | holding | — | — | — | 4,631,331 | I | By Lightspeed Venture Partners VII, L.P. | |
| Class A Common StockF12,F13 | holding | — | — | — | 751,928 | I | By Lightspeed Venture Partners VIII, L.P. | |
| Class A Common StockF14 | holding | — | — | — | 86,148 | I | By Schaepe-Chiu Investments I LP - Fund 1 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These sales were executed in multiple trades at prices ranging from $17.10 to $17.995. The price reported above reflects the weighted average sale price. Mr. Eggers hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
- F10The shares are held of record by Lightspeed VII.
- F11Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
- F12The shares are held of record by Lightspeed VIII.
- F13Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
- F14The shares are held of record by Schaepe-Chiu Investments I LP - Fund 1. Christopher J. Schaepe serves as co-trustee of the general partner of such entity.
- F15The shares are held of record by Peter Nieh.
- F2The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.
- F3The shares are held of record by Eggers Investments, L.P. Barry Eggers serves as trustee of the general partner of such entity.
- F4These sales were executed in multiple trades at prices ranging from $17.27 to $17.73. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
- F5The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.
- F6These sales were executed in multiple trades at prices ranging from $17.68 to $17.99. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
- F7These sales were executed in multiple trades at prices ranging from $17.24 to $17.87. The price reported above reflects the weighted average sale price. Mr. Nieh hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
- F8The shares are held of record by Nieh Family Investments LP - Fund 1. Peter Nieh serves as co-trustee of the general partner of such entity.
- F9These sales were executed in multiple trades at prices ranging from $17.85 to $18.26. The price reported above reflects the weighted average sale price. Mr. Nieh hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
Remarks
Mr. Mhatre is a director of the Issuer and files a separate report on Form 4 with respect to his beneficial ownership of Issuer securities held by the Lightspeed entities.