SEC Form 4 · accession 0001104659-17-021792

Nutanix, Inc. · NTNX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Ravi Mhatre

Director · 10% Owner

Period of report

Apr 4, 2017

Accepted (ET)

Apr 5, 2017 · 9:03 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001618732

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2,F3	Apr 4, 2017	J	2,860,445	—	D	4,631,331	I	By Lightspeed Venture Partners VII, L.P.
Class A Common Stock^F1,F4,F3	Apr 4, 2017	J	736,565	—	A	736,565	I	By Lightspeed General Partner VII, L.P.
Class A Common Stock^F5,F4,F3	Apr 4, 2017	J	736,565	—	D	0	I	By Lightspeed General Partner VII, L.P.
Class A Common Stock^F5	Apr 4, 2017	J	109,851	—	A	219,704	D
Class A Common Stock^F6,F7,F8	Apr 4, 2017	J	1,430,223	—	D	751,928	I	By Lightspeed Venture Partners VIII, L.P.
Class A Common Stock^F6,F9,F8	Apr 4, 2017	J	332,886	—	A	332,886	I	By Lightspeed General Partner VIII, L.P.
Class A Common Stock^F10,F9,F8	Apr 4, 2017	J	332,886	—	D	0	I	By Lightspeed General Partner VIII, L.P.
Class A Common Stock^F10,F11	Apr 4, 2017	J	44,581	—	A	89,162	I	By Mhatre Investments LP - Fund 1

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1Represents in-kind distribution by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII") without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).
F10Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).
F11The shares are held of record by Mhatre Investments LP - Fund 1. Mr. Mhatre serves as the trustee of the general partner of such entity
F2The shares are held of record by Lightspeed VII.
F3Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
F4The shares are held of record by LGP VII.
F5Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).
F6Represents in-kind distribution by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII") without consideration to its partners (including LGP VIII, the general partner of Lightspeed VIII).
F7The shares are held of record by Lightspeed VIII.
F8Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
F9The shares are held of record by LGP VIII.