SEC Form 4 · accession 0001104659-17-020515

Nutanix, Inc. · NTNX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Ravi Mhatre

Director · 10% Owner

Period of report

Mar 28, 2017

Accepted (ET)

Mar 31, 2017 · 6:11 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001618732

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2,F3	Feb 27, 2017	C	10,352,222	—	A	10,352,222	I	By Lightspeed Venture Partners VII, L.P.
Class A Common Stock^F1,F4,F5	Mar 15, 2017	C	3,612,374	—	A	3,612,374	I	By Lightspeed Venture Partners VIII, L.P.
Class A Common Stock^F6,F2,F3	Mar 28, 2017	J	2,860,446	—	D	7,491,776	I	By Lightspeed Venture Partners VII, L.P.
Class A Common Stock^F6,F7,F3	Mar 28, 2017	J	736,566	—	A	736,566	I	By Lightspeed General Partner VII, L.P.
Class A Common Stock^F8,F7,F3	Mar 28, 2017	J	736,566	—	D	0	I	By Lightspeed General Partner VII, L.P.
Class A Common Stock^F8	Mar 28, 2017	J	109,853	—	A	109,853	D
Class A Common Stock^F10,F4,F5	Mar 28, 2017	J	1,430,223	—	D	2,182,151	I	By Lightspeed Venture Partners VIII, L.P.
Class A Common Stock^F10,F11,F5	Mar 28, 2017	J	332,886	—	A	332,886	I	By Lightspeed General Partner VIII, L.P.
Class A Common Stock^F12,F11,F5	Mar 28, 2017	J	332,886	—	D	0	I	By Lightspeed General Partner VIII, L.P.
Class A Common Stock^F12,F9	Mar 28, 2017	J	44,581	—	A	44,581	I	By Mhatre Investments LP - Fund 1

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F1,F2,F3	—	Feb 27, 2017	C	10,352,222	D	—	—	Class A Common Stock	10,352,222	0	I
Class B Common Stock^F1,F4,F5	—	Mar 15, 2017	C	3,612,374	D	—	—	Class A Common Stock	3,612,374	14,449,498	I
Class B Common Stock^F13,F14	—	holding	—	—	—	—	—	Class A Common Stock	190,363	190,363	I

Explanation of responses

F1Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.
F10Represents in-kind distribution by Lightspeed VIII without consideration to its partners (including LGP VIII, the general partner of Lightspeed VIII).
F11The shares are held of record by LGP VIII.
F12Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).
F13The shares are held of record by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P., which is the sole general partner of Lightspeed Select. The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Christopher J. Schaepe, Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and John Vrionis. Mr. Mhatre disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
F14Shares of the Issuer's Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.
F2The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII").
F3Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
F4The shares are held of record by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII").
F5Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
F6Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).
F7The shares are held of record by LGP VII.
F8Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).
F9The shares are held of record by Mhatre Investments LP - Fund 1. Mr. Mhatre serves as the trustee of the general partner of such entity