Form4insider filings, from the source

SEC Form 4 · accession 0000899243-16-031343

Nutanix, Inc. · NTNX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Barry Eggers
10% Owner
Peter Nieh
10% Owner
Period of report
Oct 5, 2016
Accepted (ET)
Oct 5, 2016 · 9:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF1,F2,F3,F4,F5Oct 5, 2016C17,626,757—A18,061,872D
Common StockF1,F2,F3,F4,F6Oct 5, 2016C10,352,222—A10,352,222ISee footnote
Common StockF7,F5Oct 5, 2016J18,061,872—D0D
Common StockF7,F6Oct 5, 2016J10,352,222—D0ISee footnote
Common StockF7,F8Oct 5, 2016J190,363—D0ISee footnote

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Series A Convertible Preferred StockF5,F1—Oct 5, 2016C11,139,598D——Common Stock11,139,5980D
Series A Convertible Preferred StockF6,F1—Oct 5, 2016C6,542,304D——Common Stock6,542,3040I
Series B Convertible Preferred StockF5,F2—Oct 5, 2016C3,707,948D——Common Stock3,707,9480D
Series B Convertible Preferred StockF6,F2—Oct 5, 2016C2,177,683D——Common Stock2,177,6830I
Series C Convertible Preferred StockF5,F3—Oct 5, 2016C2,347,024D——Common Stock2,347,0240D
Series C Convertible Preferred StockF6,F3—Oct 5, 2016C1,378,411D——Common Stock1,378,4110I
Series D Convertible Preferred StockF5,F4—Oct 5, 2016C432,187D——Common Stock432,1870D
Series D Convertible Preferred StockF6,F4—Oct 5, 2016C253,824D——Common Stock253,8240I
Class B Common StockF5,F7,F9—Oct 5, 2016J18,061,872A——Class A Common Stock18,061,87218,061,872D
Class B Common StockF6,F7,F9—Oct 5, 2016J10,352,222A——Class A Common Stock10,352,22210,352,222I
Class B Common StockF8,F7,F9—Oct 5, 2016J190,363A——Class A Common Stock190,363190,363I

Explanation of responses

Remarks

Mr. Mhatre is a director of the Issuer and files a separate report on Form 4 with respect to his beneficial ownership of Issuer securities held by the Lightspeed entities.