SEC Form 4 · accession 0000899243-16-031308
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Scarpelli
Director
Period of report
Oct 5, 2016
Accepted (ET)
Oct 5, 2016 · 8:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F1 | $2.09 | Oct 5, 2016 | J | 275,000 | D | — | Mar 4, 2024 | Common Stock | 275,000 | 0 | D |
| Stock Option (right to buy)F2,F1 | $2.09 | Oct 5, 2016 | J | 275,000 | A | — | Mar 4, 2024 | Class B Common Stock | 275,000 | 275,000 | D |
Explanation of responses
- F1Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.
- F2The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on January 11, 2014.