SEC Form 4 · accession 0000899243-16-031283
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sunil Potti
Officer — Chief Product/Development Ofcr
Period of report
Oct 5, 2016
Accepted (ET)
Oct 5, 2016 · 8:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3,F2 | — | Oct 5, 2016 | J | 800,000 | D | — | — | Common Stock | 800,000 | 0 | D |
| Restricted Stock UnitsF1,F3,F2 | — | Oct 5, 2016 | J | 800,000 | A | — | — | Class B Common Stock | 800,000 | 800,000 | D |
Explanation of responses
- F1Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.
- F2Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.
- F3On April 28, 2017, 393,750 RSUs vest and become issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.