SEC Form 4 · accession 0000899243-16-031277
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Duston Williams
Officer — Chief Financial Officer
Period of report
Oct 5, 2016
Accepted (ET)
Oct 5, 2016 · 8:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2,F1 | $3.20 | Oct 5, 2016 | J | 1,255,000 | D | — | Jun 18, 2024 | Common Stock | 1,255,000 | 0 | D |
| Employee Stock Option (right to buy)F2,F1 | $3.20 | Oct 5, 2016 | J | 1,255,000 | A | — | Jun 18, 2024 | Class B Common Stock | 1,255,000 | 1,255,000 | D |
| Restricted Stock UnitsF3,F4,F1 | — | Oct 5, 2016 | J | 505,000 | D | — | — | Common Stock | 505,000 | 0 | D |
| Restricted Stock UnitsF3,F4,F1 | — | Oct 5, 2016 | J | 505,000 | A | — | — | Class B Common Stock | 505,000 | 505,000 | D |
Explanation of responses
- F1Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.
- F2The option is subject to an early exercise provision and is immediately exercisable. As of the date of this report, 795,625 shares subject to the option are fully vested and the remaining 459,375 shares vest in 21 equal monthly installments beginning on October 9, 2016.
- F3Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.
- F4On June 9, 2017, 205,000 RSUs vest and become issuable and the remaining RSUs vest in 12 equal quarterly installments beginning on March 15, 2018.