SEC Form 4 · accession 0001209191-18-029708
Performance Food Group Co · PFGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carol A. O'Connell
Officer — See Remarks
Period of report
May 11, 2018
Accepted (ET)
May 11, 2018 · 7:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618673
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 11, 2018 | S | 25,136 | $34.1675 | D | 37,918 | D | |
| Common Stock | May 11, 2018 | M | 36,860 | $10.37 | A | 74,778 | D | |
| Common Stock | May 11, 2018 | M | 44,634 | $19.00 | A | 119,412 | D | |
| Common Stock | May 11, 2018 | M | 6,938 | $26.57 | A | 126,350 | D | |
| Common StockF2 | May 11, 2018 | S | 88,432 | $34.3574 | D | 37,918 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy)F3 | $10.37 | May 11, 2018 | M | 36,860 | D | — | Nov 22, 2021 | Common Stock | 36,860 | 0 | D |
| Options (Right to Buy)F3 | $19.00 | May 11, 2018 | M | 20,120 | D | — | Sep 30, 2025 | Common Stock | 20,120 | 0 | D |
| Options (Right to Buy)F3 | $19.00 | May 11, 2018 | M | 20,120 | D | — | Sep 30, 2025 | Common Stock | 20,120 | 0 | D |
| Options (Right to Buy)F4 | $19.00 | May 11, 2018 | M | 4,394 | D | — | Sep 30, 2025 | Common Stock | 4,394 | 4,395 | D |
| Options (Right to Buy)F5 | $26.57 | May 11, 2018 | M | 6,938 | D | — | Aug 9, 2026 | Common Stock | 6,938 | 20,817 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price of all shares sold. The shares were sold in multiple transactions at prices ranging in price from $33.95 to $34.45. The reporting person undertakes to provide to Performance Food Group Company, any security holder of Performance Food Group Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The price reported in Column 4 is a weighted average price of all shares sold. The shares were sold in multiple transactions at prices ranging in price from $33.925 to $34.83704. The reporting person undertakes to provide to Performance Food Group Company, any security holder of Performance Food Group Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3An option that is fully vested.
- F4The option vests and becomes exercisable in four equal annual installments that began on September 30, 2016.
- F5The option vests and becomes exercisable in four equal annual installments that began on August 9, 2017.
Remarks
Title: Senior Vice President and Chief Human Resources Officer