SEC Form 4 · accession 0001628280-15-006695
National Storage Affiliates Trust · NSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arlen Dale Nordhagen
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Aug 18, 2015
Accepted (ET)
Aug 18, 2015 · 6:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618563
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares of beneficial interest, $0.01 par valueF1 | Aug 18, 2015 | P | 800 | $13.39 | A | 249,200 | D | |
| Common shares of beneficial interest, $0.01 par valueF1,F2 | Aug 18, 2015 | P | 3,000 | $13.14 | A | 252,200 | I | By wife |
| Common shares of beneficial interest, $0.01 par valueF1,F3,F4 | Aug 18, 2015 | P | 2,200 | $13.25 | A | 254,400 | I | By The Nord Foundation |
| Common shares of beneficial interest, $0.01 par valueF1,F3,F5,F6 | Aug 18, 2015 | P | 6,600 | $13.23 | A | 261,000 | I | By Nordhagen LLLP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents common shares of beneficial interest, $0.01 par value ("Common Shares"), purchased in the open market.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.08 to $13.24, inclusive. The reporting person undertakes to provide to National Storage Affiliates Trust (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (2), (4) and (5) to this Form 4.
- F3Consists of the Common Shares set forth in Column 4 held by the entity set forth in Column 7, for which the Reporting Person has or shares voting and investment power. This filing shall not be deemed to be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.
- F4The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.08 to $13.39, inclusive.
- F5The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.11 to $13.38, inclusive.
- F6The Reporting Person's total direct and indirect beneficial ownership following the reported transactions in this class of securities is 261,000 Common Shares, which includes those Common Shares reported on Form 4 on April 30, 2015 and August 17, 2015. The 261,000 Common Shares does not include derivative securities of the Reporting Person that have been reported on the Reporting Person's Form 3 dated April 22, 2015 or the other Form 4 filings of the Reporting Person.