SEC Form 4 · accession 0001632388-15-000002
Nexvet Biopharma plc · NVET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Geraldine T Farrell
Officer — VP Operations & Genl Counsel
Period of report
Feb 10, 2015
Accepted (ET)
Feb 10, 2015 · 2:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618561
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Feb 10, 2015 | C | 36 | — | A | 76 | I | By Nexvet EBT Limited |
| Ordinary SharesF3,F2 | Feb 10, 2015 | C | 56 | — | A | 132 | I | By Nexvet EBT Limited |
| Ordinary SharesF3,F4 | Feb 10, 2015 | C | 1,696 | — | A | 7,891 | I | By Geraldine Therese Farrell & Andrew John Benston <Bulla Bulla Family A/C> |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Investment Preference SharesF1,F2 | — | Feb 10, 2015 | C | 36 | D | — | — | Ordinary Shares | 36 | 0 | I |
| Series B Preference SharesF3,F2 | — | Feb 10, 2015 | C | 56 | D | — | — | Ordinary Shares | 56 | 0 | I |
| Series B Preference SharesF3,F4 | — | Feb 10, 2015 | C | 1,696 | D | — | — | Ordinary Shares | 1,696 | 0 | I |
Explanation of responses
- F1Reflects automatic conversion of Series A Investment Preference Shares into ordinary shares on a one-for-one basis upon the completion of the initial public offering of Issuer's ordinary shares.
- F2The reporting person has voting and dispositive power over the reported securities pursuant to that certain Nominee Deed dated as of 11/14/14 by and between Nexvet EBT Limited and the persons named in the schedule thereto. Such Nominee Deed was executed in connection with Issuer's November 2014 four-for five share consolidation. The reporting person disclaims beneficial ownership of these reported securities except to the extent of her pecuniary interest therein.
- F3Reflects automatic conversion of Series B Preference Shares into ordinary shares on a one-for-one basis upon the completion of the initial public offering of Issuer's ordinary shares.
- F4The reporting person and her spouse share voting and dispositive power with respect to the reported securities.