SEC Form 4/A · accession 0001182489-15-000564
Nexvet Biopharma plc · NVET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Rajiv A Patel
Director · 10% Owner · Other
Period of report
May 18, 2015
Accepted (ET)
May 22, 2015 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618561
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF1,F2,F3 | — | May 18, 2015 | A | 6,000 | A | — | — | Ordinary Shares | 6,000 | 6,000 | D |
| Restricted Share UnitsF1,F2,F4 | — | May 18, 2015 | A | 1,380 | A | — | — | Ordinary Shares | 1,380 | 7,380 | D |
Explanation of responses
- F1This filing amends the reporting person's Form 4 filed on May 20, 2015 (the "Original Filing") with respect to the reporting person's acquisition from the Issuer of an aggregate 7,380 Restricted Share Units ("RSUs") on May 18, 2015. The Original Filing reported such acquisition of RSUs in Table I. The Original Filing is hereby amended to report such acquisition in Table II.
- F2Each RSU is convertible into one ordinary share of the Issuer upon vesting.
- F3On May 18, 2015, pursuant to the Issuer's 2015 Equity Incentive Plan, the Issuer awarded 6,000 RSUs to Rajiv A. Patel ("Patel"), in connection with his appointment as a director of the Issuer in February 2015. Of such RSUs, 500 vested and became convertible on May 18, 2015, 500 will vest and become convertible on each of June 30, September 30 and December 31, 2015, 500 will vest and become convertible on each of March 31, June 30, September 30 and December 31, 2016, and 500 will vest and become convertible on each of March 31, June 30, September 30 and December 31, 2017, subject in each case to payment by the holder to the Issuer of the nominal value per share within 30 days of vesting.
- F4On May 18, 2015, pursuant to the Issuer's 2015 Equity Incentive Plan, the Issuer awarded 1,380 RSUs to Patel in connection with the Issuer's annual award of equity interests to its directors. Of such RSUs, 480 vested and became convertible on May 18, 2015 and 900 will vest and become convertible on June 30, 2015, subject in each case to payment by the holder to the Issuer of the nominal value per share within 30 days of vesting.