SEC Form 4 · accession 0001209191-18-052023
Habit Restaurants, Inc. · HABT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Serritella
Officer — Chief Operating Officer
Period of report
Sep 21, 2018
Accepted (ET)
Sep 24, 2018 · 2:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001617977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Sep 21, 2018 | S | 1,300 | $16.5058 | D | 36,353 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 trading plan. Each share of Class A Common Stock was issued upon the exchange of one (1) common unit of The Habit Restaurants, LLC, and the corresponding cancellation of one (1) share of Class B Common Stock in The Habit Restaurants, Inc.
- F2The transaction was executed in multiple trades at prices ranging from $16.50 per share to $16.525 per share. The price reported reflects the weighted average sales price. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.