SEC Form 4 · accession 0001209191-17-022743
Habit Restaurants, Inc. · HABT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ira Fils
Officer — Chief Financial Officer · Director
Period of report
Mar 22, 2017
Accepted (ET)
Mar 24, 2017 · 3:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001617977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 22, 2017 | A | 18,560 | $0.00 | A | 39,779 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonstatutory Stock Option (right to buy)F2 | $15.90 | Mar 22, 2017 | A | 57,710 | A | — | Mar 22, 2027 | Class A Common Stock | 57,710 | 124,504 | D |
Explanation of responses
- F1Represents shares of restricted stock granted to Mr. Fils under the Company's 2014 Omnibus Incentive Plan. The awards vest in equal installments over five years, with one-fifth of the total award vesting on the first, second, third, fourth and fifth anniversary of the grant date.
- F2The Nonstatutory Stock Option is exercisable in the following cumulative installments prior to the Expiration date: 11,542 shares on or after March 22, 2018; an additional 11,542 shares on or after March 22, 2019; an additional 11,542 shares on or after March 22, 2020; an additional 11,542 shares on or after March 22, 2021; and an additional 11,542 shares on or after March 22, 2022.