SEC Form 4 · accession 0001209191-17-022734
Habit Restaurants, Inc. · HABT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Whitwell
Officer — Chief Quality Officer
Period of report
Mar 22, 2017
Accepted (ET)
Mar 24, 2017 · 2:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001617977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 22, 2017 | A | 8,960 | $0.00 | A | 16,474 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonstatutory Stock Option (right to buy)F2 | $15.90 | Mar 22, 2017 | A | 27,860 | A | — | Mar 22, 2027 | Class A Common Stock | 27,860 | 51,565 | D |
Explanation of responses
- F1Represents shares of restricted stock granted to Mr. Whitwell under the Company's 2014 Omnibus Incentive Plan. The awards vest in equal installments over five years, with one-fifth of the total award vesting on the first, second, third, fourth and fifth anniversary date.
- F2The Nonstatutory Stock Option is exercisable in the following cumulative installments prior to the Expiration date: 5,572 shares on or after March 22, 2018; an additional 5,572 shares on or after March 22, 2019; an additional 5,572 shares on or after March 22, 2020; an additional 5,572 shares on or after March 22, 2021; and an additional 5,572 shares on or after March 22, 2022.