SEC Form 4/A · accession 0001209191-15-040112

Habit Restaurants, Inc. · HABT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Peter Whitwell

Officer — Chief Quality Officer

Period of report

Apr 15, 2015

Accepted (ET)

May 7, 2015 · 5:39 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001617977

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Apr 15, 2015	C	17,232	$29.7216	D	0	D
Class B Common Stock	Apr 15, 2015	D	17,232	$0.00	D	68,931	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Membership Interests^F2,F1	—	Apr 15, 2015	C	17,232	D	—	—	Class A Common Stock	17,232	68,931	D

Explanation of responses

F1Each share of Class A Common Stock was issued upon conversion of one (1) common unit of The Habit Restaurants, LLC, and the corresponding cancellation of one (1) share of Class B Common Stock. These shares of Class A common stock were sold by the reporting person as a selling stockholder pursuant to an underwritten public offering by the Issuer. The offering closed on April 15, 2015. The reported sale price reflects the price at which the reporting person sold shares to the underwriters.
F2Each common unit of The Habit Restaurants, LLC is convertible, generally, at The Habit Restaurants, Inc.'s election, into cash or one (1) share of Class A Common Stock and has no expiration date. Upon such conversion, one (1) share of Class B common stock is cancelled.

Remarks

This Form 4/A amends the Form 4 filing made on April 17, 2015. Due to an administrative error, the Form 4, as originally filed, listed an incorrect number of shares and common units disposed of pursuant to the offering of The Habit Restaurants, Inc., which closed on April 15, 2015.