SEC Form 4 · accession 0001209191-15-035539
Habit Restaurants, Inc. · HABT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Russell William Bendel
Officer — Chief Executive Officer · Director
Period of report
Apr 20, 2015
Accepted (ET)
Apr 22, 2015 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001617977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Apr 20, 2015 | A | 10,828 | $0.00 | A | 10,828 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonstatutory Stock Option (right to buy)F2 | $32.32 | Apr 20, 2015 | A | 33,627 | A | — | Apr 20, 2025 | Class A Common Stock | 33,627 | 33,627 | D |
Explanation of responses
- F1Represents shares of restricted stock granted to Mr. Bendel under the Company's 2014 Omnibus Incentive Plan. The awards vest in equal installments over five years, with one-fifth of the total award vesting on the first, second, third, fourth and fifth anniversary of the grant date.
- F2The Nonstatutory Stock Option is exercisable in the following cumulative installments prior to the Expiration Date: 6,725 shares on or after April 20, 2016; an additional 6,725 shares on or after April 20, 2017; an additional 6,725 shares on or after April 20, 2018; an additional 6,726 shares on or after April 20, 2019; and an additional 6,726 shares on or after April 20, 2020.