SEC Form 4 · accession 0000899243-18-030731
Habit Restaurants, Inc. · HABT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Iwona Alter
Officer — Chief Brand Officer
Period of report
Dec 10, 2018
Accepted (ET)
Dec 12, 2018 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001617977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 10, 2018 | A | 30,000 | $0.00 | A | 30,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonstatutory Stock Option (right to buy)F2 | $11.42 | Dec 10, 2018 | A | 30,000 | A | — | Dec 10, 2028 | Class A Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1Includes 30,000 shares of Class A Common Stock ("Class A Stock") of The Habit Restaurants, Inc. (the "Issuer") underlying restricted stock units acquired by the Reporting Person pursuant to the Issuer's 2014 Omnibus Incentive Plan. The awards vest in equal installments over five years, with one-fifth of the total award vesting on the first, second, third, fourth and fifth anniversary date.
- F2The Nonstatutory Stock Option is exercisable in the following cumulative installments prior to the Expiration date: 6,000 shares on or after December 10, 2019; an additional 6,000 shares on or after December 10, 2020; an additional 6,000 shares on or after December 10, 2021; an additional 6,000 shares on or after December 10, 2022; and an additional 6,000 shares on or after December 10, 2023.