SEC Form 4 · accession 0000899243-16-016456
Habit Restaurants, Inc. · HABT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Serritella
Officer — Chief Operating Officer
Period of report
Mar 21, 2016
Accepted (ET)
Mar 23, 2016 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001617977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 21, 2016 | A | 9,300 | $0.00 | A | 13,553 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonstatutory Stock Option (right to buy)F2 | $18.96 | Mar 21, 2016 | A | 29,500 | A | — | Mar 21, 2026 | Class A Common Stock | 29,500 | 42,710 | D |
Explanation of responses
- F1Represents shares of restricted stock granted to Mr. Serritella under the Company's 2014 Omnibus Incentive Plan. The awards vest in equal installments over five years, with one-fifth of the total award vesting on the first, second, third, fourth and fifth anniversary of the grant date.
- F2The Nonstatutory Stock Option is exercisable in the following cumulative installments prior to the Expiration Date: 5,900 shares on or after March 21, 2017; an additional 5,900 shares on or after March 21, 2018; an additional 5,900 shares on or after March 21, 2019; an additional 5,900 shares on or after March 21, 2020; and an additional 5,900 shares on or after March 21, 2021.