SEC Form 4 · accession 0000769993-16-001604
Habit Restaurants, Inc. · HABT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Apr 20, 2016
Accepted (ET)
Apr 22, 2016 · 6:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001617977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2,F3,F4 | Apr 20, 2016 | S | 1,552,204 | $17.40 | D | 7,231 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman, Sachs & Co. ("Goldman Sachs," and together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
- F2The shares of common stock, par value $0.01 per share (the "Common Stock"), of Habit Restaurants, Inc. (the "Company") reported herein as indirectly sold were beneficially owned directly by Goldman Sachs and indirectly by GS Group.
- F3Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 7,231 shares of Common Stock, and Goldman Sachs holds open short positions of 156,288 shares of Common Stock.
- F4As of April 20, 2016, the Reporting Persons are no longer beneficial owners of more than 10% of the Common Stock of the Company.